Non Punitive
Policy
NOTE: This post is from one of our frequent contributors to this blog, "Birdseye59604."
A non-punitive policy is not a "get out of jail free" card or
an organizational excuse to deliver inferior quality job performance. A non-punitive policy represents
accountability and excellence.
A Safety Management System (SMS) includes
a non-punitive policy as a tool to collect operational data and establish an
open communication door. It is possible that an organization drifts away from
quality and fall into a trap that there is not enough time to do the job right,
but that there is enough time to do the job twice. A non-punitive policy is a
tool to discover operational drift and quality of service, since customer
service is variable with operational decisions made by employees.
In a non-punitive environment there
is a just-culture, or a safety culture of how to apply a job performance tool to
instil employee accountability.
Simplified; a just –culture are categorized into 3 areas;
a) Human behavior, or Human error as a
negative input
b) At-risk behavior
c) Reckless behavior
Human error
is when a person applies an action that is different than the normal procedure.
E.g. an airport vehicle operator has a
plan of action to stay between the marked boundary lines, but unintentionally moves
across an assigned line. Crossing this
line is a reaction of a person in response to an external or internal stimuli.
At-risk
behavior is when a person makes a decision to deviate from a procedure. E.g. an
airport operator has a procedure in place to stay between the marked white
lines when travelling from one point to another point. However, the vehicle
operator makes a decision to deviate from the marked boundary lines and take a
different route.
Reckless behavior is when a person makes a decision
to put someone or something in harms way. E.g. an airport vehicle operator crosses
the boundary lines, speeds towards equipment or people and then makes a sharp
turn to avoid contact.
Accepting at-risk behavior leads to behavioral drift. Two stop signs on a two way
road implies it's a one way street.
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With a non-punitive policy in a
just-culture a possible Corrective Action Plans (CAP) applied to these human,
organizational and environmental factors, are to console human error, coach at-risk
behavior and punish reckless behavior.
When CAPs are completed, apply a
cost factor of time spent on organizational behavior reports to analyze how
human factor incidents affects the profit
margin. Without a non-punitive policy organizational behaviors are unknown and
hidden costs.
Reckless behavior is to use a vehicle not suited for the job or
condition.
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In a just-culture employees know
their duties, roles and responsibilities and are able to make choices which
delivers high quality customer service.
BirdsEye59604
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